Date: 8 April 2025
Time: 13.00 - 14.00
Cost: £40.00 + VAT per person
CPD Hours: 1 Risk Management
Drawing on the Society’s Supervisor's Annual Report - AML (October 2024), this session will consider the main types of non-compliance arising in legal practice and set out practical steps for the busy practitioner to take to avoid them. The session will focus on risk assessments, at firm wide and individual client/matter levels, effective policies and procedures and completing client due diligence and source of funds/wealth checks. The session will also consider the importance of effective Anti-Money Laundering and Counter Terrorist Financing (AML/CTF) compliance in legal practice.
This session will be delivered by Alison Matthews who is the quality and risk consultant at Shoosmiths.
